7 Elements Compliance
Readiness Assessment
Are you ready for a healthcare compliance review? Based on the Federal Sentencing Guidelines' seven elements of an effective compliance program.
Answer each question honestly. Score 1 point for each "Yes." You don't need to answer every question — check only what accurately describes your current state. Identifying gaps is valuable. The assessment scores you across all seven elements and places you in one of five readiness tiers.
This assessment is based on the Seven Elements of an Effective Compliance and Ethics Program from the Federal Sentencing Guidelines for Organizations (§8B2.1). These elements are recognized as the foundation of effective compliance programs across industries, including healthcare.
This assessment is not:
- A guarantee of HIPAA compliance
- A substitute for legal counsel
- A formal audit or certification
For educational purposes only. Does not constitute legal advice.
Do you have documented policies that guide compliant behavior?
Is there clear accountability for your compliance program?
Do you screen and authorize people who have access to sensitive data?
Do your people know what's expected of them?
Do you actively look for compliance problems?
Do you hold people accountable for compliance violations?
Can you respond effectively when things go wrong?