Free compliance
assessment tools
Structured assessments to benchmark your compliance program against the 7 Elements framework and the three stages of compliance maturity. No account required.
Two ways to benchmark your program
Based on the Federal Sentencing Guidelines' seven elements of an effective compliance program. 31 yes/no questions across standards, oversight, delegation, training, monitoring, enforcement, and response. Produces a readiness score and tier with specific next steps.
Identifies which stage of compliance maturity your organization occupies: Foundation, Active Management, or Proactive Defense. Helps align program investment with deal size and target market.
These assessments were built for healthcare and healthtech organizations navigating compliance reviews. The 7 Elements framework comes from the Federal Sentencing Guidelines for Organizations (§8B2.1) and is the foundation OIG uses to evaluate effective compliance programs. The maturity stages reflect common patterns in how compliance programs evolve as organizations scale.
Neither assessment is a substitute for legal counsel, a formal audit, or a certification. They're diagnostic tools — designed to show you where your program stands and what to prioritize next.
Want the analysis done for you?
Rote's HIPAA Gap Analysis and Framework Mapping workflows run the structured assessment against your actual documents — with citations and remediation steps built in.